WebRegulatory Reporting Manager; Broker-dealer and Futures Commission Merchant (FCM) Regulations - Vice President. Deutsche Bank 3.8. Jacksonville, FL. Deutsche Bank Securities Inc. (DBSI) is a registered broker-dealer and as such, is subject to staff supervisory requirements as set forth in Financial Industry…. Posted 30+ days ago ·. Web2 days ago · Goldman admitted that over a two-year period from 2015-16 it failed to disclose any pre-trade-mid-market marks (PTMMM) on dozens of the same-day equity index …
CFTC Charges Individual with Fraudulent Solicitation in Regard to ...
WebHere are a few things that make the FTC great. We take enormous pride in promoting consumer welfare through advocacy, enforcement, and policy initiatives. We have … WebApr 11, 2024 · The CFTC determined that the unique product identifier codes issued by DSB for swaps in the covered classes were an acceptable system that satisfied the two requirements of § 45.7: (i) enabling the CFTC and other regulators to fulfill their regulatory responsibilities and (ii) assisting in real-time public reporting of swap transactions: china wok menu hagerstown md
Careers at the FTC Federal Trade Commission
Web2 days ago · The Commodity Futures Trading Commission (CFTC) has filed charges against Rashawn Russell, an individual who allegedly solicited retail investors to invest in a digital asset trading fund.... WebMay 24, 2024 · As a leader in hiring great talent, FASTC looks to create opportunities for partners and staff from within the communities we share. Hiring veterans and military … WebCareers Diversity and Inclusion at the CFTC Industry Oversight Industry Filings Trading Organizations Clearing Organizations Data Repositories Intermediaries Market Surveillance Contracts & Products Rules & Rule Amendments Anti-Money Laundering Law & Regulation Commodity Exchange Act & Regulations How Rules Are Made Holding Wrongdoers … china wok menu jupiter fl